A Lost Practice: Stamping

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Keywords: BPM, Content Management, AIIM, Benefits, eDiscovery, ERM, document management, ECM

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I was reminiscing the other day with a friend about how when we began our careers in a time that only mainframe computers with dumb terminals existed – I know I am dating myself again – there was a practice in place to mark copies or duplicates when they were made. It was a simple process really, you would take the paper document to a copier make your copies and then stamp the copy with either a copy or duplicate stamp typically using red ink. This policy was in place to eliminate any doubt or confusion as to which is the original. In fact the bank I worked for had a policy in place to stamp the cover page of the original document marking it as the original.

Somehow, the introduction of technology has eliminated this process in many businesses. Not that we cannot stamp documents or mark them as a copy or duplicate, we just do not practice this as part of our business operations anymore which in turn causes much confusion and in some cases costs lots of money for someone to sort through the hundreds of copies, identify a single copy and declare it the original or source document that would be used in audit or litigation. (Get the picture?)

In my view, the practice of marking documents as a copy or duplicate is still a sound practice and one that should be revisited. In ECM, I often talk about a single source of truth and an environment where there is only one original document, one copy that everyone works from but what if you need to make a copy? And you will eventually. It made perfect sense back then to mark the document and it still does today, the difference is how it is done. Technology allows digital stamps or watermarks that are embedded into the document displaying the fact this is a copy. It only takes a few seconds to do and could save a lot of time and money as a result. This is also where versioning could be beneficial in that you would always know which is the latest version of a document and be able to trace it back if need be.

This all points back to governance and best practices in relation to managing your information. If something was a best practice before the introduction of technology, what changed to the point where you no longer need to do this? If you were to audit your content today, even at a departmental level, how easy would it be to identify the original and provide proof that it is in fact the original and not a copy? Some systems provide audit trails to document a copy was made but if it was part of an email, even internally, could you/would you stand in front of the auditors or Judge and declare without a doubt that what you are presenting is in fact an original? If your answer is yes, congratulations, but if it is no, perhaps you need to think ahead like we did in those days of old and stamp it.

If as an organization, you are ready to move forward or are struggling with managing copies and duplication and are not sure where to begin or what to do next, seek professional assistance and/or training to get you started.

What say you? Do you have a story to tell? What are your thoughts on this topic? Do you have a topic of interest you would like discussed in this forum? Let me know.

 

Bob Larrivee, Director and Industry Advisor – AIIM

Email me: blarrivee@aiim.org   

Follow me on Twitter – BobLarrivee

www.aiim.org/training     

Look for my session at NIRMA 2011 in Las Vegas this August and on Mobile Devices in the upcoming AIIM sbcon11 event this September.

 

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Priscilla Emery

You've hit on a very interesting point

Bob, your comments struck a cord with me because I've been talking a lot lately about Business Continuity Planning (BCP) and the need to not only keep originals safe (whether analog or digital) and prioritize what needs to be recovered first, but also the need for copies if cloud offerings and physical safe harbors are not really an option. The US is a vast country with many BCP options but some small countries have limited alternatives here and having a valid (and stamped) copy may be the only recoverable alternative in the case of a disaster. It may not be the ideal but it can eliminate confustion.

I also found this interesting because I observed on my recent visit to mainland China that the practice of using official stamps is ingrained in the society from its ancient history. And, the use of "official" red stamps is still very active today (a document isn't considered official unless it's stamped). It would be interesting to see how the Chinese handle this "need" with digital documents. I noticed that the interest in pattern recognition technology is extremely high (most likely because of the alphabet) but it might serve useful in the practice of identifying official stamps as well.

Priscilla Emery - e-Nterprise Advisors
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Christof van der Heide

It seemed to me that the Chinese are not that different

You make an interesting observation about the Chinese. I have spent a bit of time on a project in China with respect to (Electronic) Document Management. At that company they were mostly concerned about ensuring they could find the latest version of documents. Among others they tended to get 'lost' due information hoarding by employees in combination with the practice of wiping peoples hard drives when someone left. Pretty normal situation I would say.

Conclusion I did not have the same observation however this was a very modern, relatively young and international oriented company so it may be different in more paper based Chinese companies.
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chris manson

What am I looking at? Original or copy ?

Email is a pain, with copies and versions allowed to fly around, largely uncontrolled.
While my background is more pure IT, I have been soaking up some of the Records Management for the past few years and I believe that best way of tracking originals and copies is via their actual names. For example: '2012-02-14 Purchase of new machines v1.03'. since only the version number would ever change, all that would be required is to search for the first part of the file name and that would confirm the latest version. Of course it really helps if there is a designated space to hold all the versions; a 'single source of truth'. Could life really be that easy?!
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Bob Larrivee

Is it easy?

Yo are so right, if only it was easy to set up and maintain a single source of truth. One place and one place only where all informaiton resides. Alas, those users, the ones who we have to deal with every day, like to have their own copies and thus the challenge begins.

Thanks for reading and adding your view point.
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Christof van der Heide

Changing people's habits with respect to electronic copies is the real hard part

The actual name can help but is in my opinion not fool proof either. They can help to find the original however it does not tell you what the status of the document is at the moment you are using it and whether there is a newer version. Technology, naming conventions, etc. can only make it easier but don't solve the issue...

Changing people habits is the real challenge. Ensuring they always use the original is a big challenge as this may be perceived as taking more time to find the original or not having access while on the road.

In my experience only when someone or a company has had an incident by not using the right version of document this habit is changed. For example if they would quote an incorrect (low) price to a customer and had to take the loss or when there is a (fatal) accident with a chemical installation as result of using an old version of maintenance instructions.
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chris manson

What am I looking at? Original or copy ?

Email is a pain, with copies and versions allowed to fly around, largely uncontrolled.
While my background is more pure IT, I have been soaking up some of the Records Management world for the past few years and I believe that best way of tracking originals and copies is via their actual names. For example: '2012-02-14 Purchase of new machines v1.03'. Since only the version number would ever change, all that would be required is to search for the first part of the file name and that would confirm the latest version. Of course it really helps if there is a designated space to hold all the versions; a 'single source of truth'. Could life really be that easy?!
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